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Course Outline |
| Course Title |
SEC Mandated Risk Disclosures |
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| Course Category |
Online | |
| Target Audience | Internal auditors, inspectors, financial controllers, back-office staff, accountants, compliance officers, treasurers and financial control staff, external auditors |
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| Continuing Education |
3 MX CE Credits |
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| Prerequistes |
A basic understanding of probabilities (a review is included in the course)
Course 411 - Introduction to Financial Risk Measurement is strongly recommended. Participants who wish to examine this issue in more depth may wish to complete this course through: 424 - Value at Risk Methods |
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| Objectives | This course provides the necessary knowledge to apply and interpret SEC market risk disclosure requirements. Upon completion of this course, you should be able to:
·1 Describe the basic components of a SEC market risk disclosure for both derivative financial instruments and commodity instruments. ·2 Prepare a qualitative disclosure of market risk as required by the SEC. ·3 Prepare a quantitative disclosure of market risk using the three alternative methods as required by the SEC. ·4 Contrast the information reported under each alternative method through the analysis of an example. ·5 Interpret market risk disclosures. Exercises are suggested as you are progressing throughout this course, allowing you to assess your level of understanding of a particular subject. A case study examining a simplified situation will exemplify the process that must be followed to compute an SEC market risk disclosure. |
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| Subject by level |
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| Topics | Section 1: Introduction Section 2: Quantitative Disclosures |
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| Duration | This online course is equivalent to an in-class course with a duration of 3 hours. Online courses are self-paced, and the time necessary to complete each course will vary with each student | |
| Time to comple the course | Six months (user account can be deactivated after this period) | |
| Date | Available now |
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