Course Outline
 

Course Title

  

Trade Processing and Reconciliation

Course Category

    Online
Target Audience  

Back office and operations personnel in banks, securities firms, trust companies, and transfer agents.
Also appropriate for compliance staff, lawyers, accountants and asset managers who require an understanding of securities clearing and settlement.

Continuing Education

  

3 MX CE Credits

Prerequistes

   Introduction to Financial Markets, or a familiarity with securities transactions involving equities, debt instruments, options and futures, and the basic features of these instruments.
Objectives   Upon completion of this course, participants will be able to:
1.Explain how trade orders are processed and executed
2.Identify reports used to ensure accurate trade processing and execution
3.Make trade calculations
4.Understand the assignment of derivatives
Subject by level  

Topics   Section 1: Placing an Order
-  Order Execution and Routing
-  Order Details
-  Types of Orders
-  Trading Procedures
   . MX  
Duration   This online course is equivalent to an in-class course with a duration of 3 hours. Online courses are self-paced, and the time necessary to complete each course will vary with each student
Time to comple the course   Six months (user account can be deactivated after this period)
Date   Available now
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